FCA compliance training

During our audit of a leading asset management firm, our FCA specialists made important improvements to their internal procedures.

We have been auditors for this leading asset management firm for many years. During the course of their annual audit our FCA specialists identified improvements to their client money procedures which, if unchecked, could have had serious consequences in terms of their FCA compliance.

As a result we also ran a programme of training sessions to ensure their staff are fully up to date with the latest technical and compliance issues.